Important Disclosure.

Thomas L Sullivan is a Registered Investment Advisor with the State of Minnesota. This site is not deemed to be a solicitation for advisory services in states for which Thomas L Sullivan and Thomas L Sullivan Financial Advisor/Services (SFA) are not registered nor exempt from registration. A copy of our ADV form is on file with the State of Minnesota and the SEC and is available upon request.

This website is limited to the dissemination of general information pertaining to its investment advisory business and financial planning services. Therefore, SFA does not and will not offer investment advice nor effect security transaction over this website. Information provided on this site is believed to be reliable. The accuracy of this information, however, is not guaranteed and should not be used as a primary basis for investment or financial planning decisions.

Please remember that past performance may not be indicative of future results.  Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy, or product made reference to directly or indirectly in this website, will be profitable, equal any corresponding indicated historical performance level(s), or be suitable for your portfolio.  

Due to various factors, including changing market conditions, the content may no longer be reflective of current opinions or positions.  Moreover, you should not assume that any discussion or information contained in this website serves as the receipt of, or as a substitute for, personalized investment advice from SFA.

To the extent that a reader has any questions regarding the applicability of any specific issue discussed above to his/her individual situation, he/she is encouraged to consult with the professional advisor of his/her choosing. A copy of our current written disclosure statement discussing our advisory services and fees is available for review upon request.